• About the Firm: We are an Independently-Owned Private Client Investment Management Firm. Capital At Risk. Bespoke portfolios. UK wide branch network. Market Leading Expertise. Heritage since 1792. Services: Investment Management, Financial Planning, SIPPs & ISAs, Private Client Services, Intermediaries.
  • About the role: In this in-house role you will provide oversight to the legal aspects of Charles Stanley’s business ensuring that the Group conforms to requisite legal and financial guidelines and maintains appropriate standards of corporate governance.
  • Looking For: We are looking to secure your solid grounding in commercial contracts and / or investment and wealth management issues, complemented by your sufficient experience to independently handle routine legal issues as well as ad-hoc queries from the business areas with minimum guidance; and your experience of the FCA’s approach to legal issues relevant to the role and in the application of regulatory policies.
  • Opportunities: The opportunities afforded to you will include but not be limited to, providing the highest standards of legal advice and assistance to all business areas of the Group, identifying, managing and mitigating legal risk consistent with the business objectives of the Group; and providing legal advice, both written and oral.
  • And more: You will possess legal and analytical skills appropriate to experience, as well as sound judgment when balancing legal risks against business benefits; an ability to understand and respond to the business strategy and the needs of clients; and strong interpersonal and communication skills, with an ability to establish and maintain relationships across all levels of the business, including senior and executive management.

Charles Stanley & Co. Ltd