Inhouse

Equities Lawyer, Vice President

Equities Lawyer, Vice President

  • This role is for a junior lawyer with experience in regulatory and, ideally, cash equities matters.
  • The main focus will be on dealing with regulatory queries, assisting in the implementation of regulatory/legislative requirements, and Direct Market Access Agreements.
  • You'll provide advice to business on regulatory and legal matters including best execution, commission sharing, client assets, market conduct, licensing, trade and transaction reporting and inducements.
  • In addition, you'll be responsible for the implementation of regulatory/legislative requirements and changes by the business.
  • You should have experience of investment banking (preferably markets businesses) either through private practice advisory work, secondment or in-house legal department.

BofA Securities Europe SA