Inhouse

Compliance Associate EMEA

Compliance Associate EMEA

  • We value independent thinking, nimble decision-making, and creative, unconventional solutions. We believe that when we pursue our mission of creating great products that help investors, financial success will follow.
  • In this in-house role you will assist the Chief Compliance Officer – EMEA by performing certain activities related to the compliance programme.
  • Responsibilities include but are not limited to: administer the Code of Ethics compliance programme and review marketing materials, client presentations and websites to ensure compliance with regulatory requirements.
  • You will have demonstrable knowledgeable of the UK/EU regulatory environment and requirements.
  • You will be detail-oriented, motivated and an independent thinker able to interact with employees of all levels.

Morningstar UK Limited

We are a leading provider of independent investment research. Our mission is to create great products that help investors reach their financial goals.

https://www.morningstar.com/